4:20 What is Affinity Fraud?
9:09 What is a Ponzi Scheme?
20:44 How to avoid being a victim
25:57 The Gift of discernment
33:23 Keep Church and Money separate
Mark Pugsley is a trial attorney whose practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.
Mr. Pugsley has been writing and speaking on affinity fraud and Ponzi schemes for many years. He maintains a blog relating to securities fraud issues here in Utah and nationally: UtahSecuritiesFraud.com
Podcast: Play in new window | Download
Subscribe: RSS